The FAQ on the new H-1 Cap

Rajiv S. Khanna

HOST, Immigration.Com
Staff member
H-1 Quota issues
General Quota Issues

Q. Based on the fact that the H-1B cap has been reached, and USCIS is permitting new H-1B applications to be filed on April 1, 2004 with a start date of October 1, 2004, what will the processing times be for (1) premium processing and (2) regular processing?.
A. The processing time for premium processing is usually 15 days from the date that USCIS receives the application and regular processing can take 3 to 6 months. Due to lesser workload, the regular processing times may improve. Keep in mind that even though you apply for premium processing, the approval will only be effective from October 1, 2004.

Q. Will any additional information be required if I file my petition on April 1, 2004?

A. No, the information submitted will remain the same

Q. Are O visas subject to the cap?
A. No. That may be the way out for many.

F- 1 and J-1 to H-1 Conversion Issues

Q. What options do I have in order to stay and work legally in the US after expiration of my OPT?

Qo. 1. You will not be allowed to stay and work in the US once your OPT has expired.


Options for Maintaining Status – B-1/B-2 Status
In most cases where interim status is needed (Some exceptions, e.g., J-1 with HRR) a “B-1/B-2” application could be an option. The general instructions below are applicable to all applicants :

- Get Form I-539 from USCIS (NOTE: CONFIRM THE FILING FEES)
- Apply for a 6 months change of status to B-1/B-2 , which can be used as a catch-all status for all stay in the U.S.
- Attach to the I-539 a letter explaining to the USCIS that :

1. You need temporary stay in USA, and why (the H-1 quota expired and you could not apply in a timely manner – give detailed reasons);
2. You have means to support yourself; and
3. You know you are not allowed to work on a B status.

This should usually get you 6 months stay without falling out of status.

===========ONE QUICK NOTE==============
In a case in June 1999, USCIS seems to say that they may NOT issue B status to everyone. Note the following letter from USCIS:
"The B-1/B-2 classification is not a "catch all" classification available
to all who wish to come to the United States temporarily for whatever
purpose. Instead it encompasses a specific, defined class of alien.
You must establish the following to be eligible for a B-1 nonimmigrant visa:
As you are in the United States conducting business on behalf of a foreign
entity, it is reasonable to expect that you are making frequent contact
with this entity. Submit evidence of your contact with the foreign company
by submitting your phone statements.......
Submit a letter from your employer that describe the nature of your
employment with them...."

I think USCIS is wrong. In any case, this may be your best shot.

Note that, in the past, INS had allowed F/J students to stay in status when they got stuck in the gap (not allowed to work, though). We do not know how it will be handled now.


For Physicians
Q. Are residency programs exempt from the H-1B quota?

A. There MAY be some exemptions for residencies in University Hospitals, but we are unsure at this time.
Q. Are Conrad Waiver holding physicians exempt from cap?
A. Conrad waivers should be exempt from the cap. But this is a gray area so far.



H-1 to H-1 issues
Q. Would an H-1B application be subject to the quota if H-1B status had been previously obtained, and later converted to another status?

A. * I think so. Although there is language in AC 21 law that seems to exempt such people Yes, the new H-1B application would be subject to the quota, because the current status is not H-1B.



H-1 Applications Pending As of 17 February 20024
Q. If a Request for Evidence (RFE) was issued after the H-1b petition was filed, will the H-1B be subject to the quota?

A. No, we do not think so. Pending cases, whether premium or regular processing, should be processed.





L-1 to H-1 Conversion issues

Q. I am currently on L-1 status and would like to transfer to H-1b status. Will a change of status from L-1 to H-1B be subject to the H-1B cap?

A. Yes, the H-1B cap is applicable to the conversion from any status to H-1B status


Conversion from exempt to non-exempt
Q. Will I be affected by the H-1B quota if I want to transfer my H-1B status from an exempt employer to a non-exempt employer?

A. Yes, you will have to wait until April 1, 2004 to apply for the transfer, and your start date will be on or after October 1, 2004.


The Law
_________________________________________

AC21
_______________________________
SEC. 103. SPECIAL RULE FOR UNIVERSITIES, RESEARCH FACILITIES, AND GRADUATE DEGREE RECIPIENTS; COUNTING RULES.
Section 214(g) of the Immigration and Nationality Act (8 U.S.C. 1184(g)) is amended by adding at the end the following new paragraphs:
`(5) The numerical limitations contained in paragraph (1)(A) shall not apply to any nonimmigrant alien issued a visa or otherwise provided status under section 101(a)(15)(H)(i)(b) who is employed (or has received an offer of employment) at--
`(A) an institution of higher education (as defined in section 101(a) of the Higher Education Act of 1965 (20 U.S.C. 1001(a))), or a related or affiliated nonprofit entity; or
`(B) a nonprofit research organization or a governmental research organization.
`(6) Any alien who ceases to be employed by an employer described in paragraph (5)(A) shall, if employed as a nonimmigrant alien described in section 101(a)(15)(H)(i)(b), who has not previously been counted toward the numerical limitations contained in paragraph (1)(A), be counted toward those limitations the first time the alien is employed by an employer other than one described in paragraph (5).
`(7) Any alien who has already been counted, within the 6 years prior to the approval of a petition described in subsection (c), toward the numerical limitations of paragraph (1)(A) shall not again be counted toward those limitations unless the alien would be eligible for a full 6 years of authorized admission at the time the petition is filed. Where multiple petitions are approved for 1 alien, that alien shall be counted only once.'.


Higher Education Act
_________________________________________
§ 1001. General definition of institution of higher education

(a) Institution of higher education. For purposes of this Act, other than title IV [20 USCS §§ 1070 et seq.], the term "institution of higher education" means an educational institution in any State that--
(1) admits as regular students only persons having a certificate of graduation from a school providing secondary education, or the recognized equivalent of such a certificate;
(2) is legally authorized within such State to provide a program of education beyond secondary education;
(3) provides an educational program for which the institution awards a bachelor's degree or provides not less than a 2-year program that is acceptable for full credit toward such a degree;
(4) is a public or other nonprofit institution; and
(5) is accredited by a nationally recognized accrediting agency or association, or if not so accredited, is an institution that has been granted preaccreditation status by such an agency or association that has been recognized by the Secretary for the granting of preaccreditation status, and the Secretary has determined that there is satisfactory assurance that the institution will meet the accreditation standards of such an agency or association within a reasonable time.

(b) Additional institutions included. For purposes of this Act, other than title IV [20 USCS §§ 1070 et seq.], the term "institution of higher education" also includes--
(1) any school that provides not less than a 1-year program of training to prepare students for gainful employment in a recognized occupation and that meets the provision of paragraphs (1), (2), (4), and (5) of subsection (a); and
(2) a public or nonprofit private educational institution in any State that, in lieu of the requirement in subsection (a)(1), admits as regular students persons who are beyond the age of compulsory school attendance in the State in which the institution is located.

(c) List of accrediting agencies. For purposes of this section and section 102 [20 USCS § 1002], the Secretary shall publish a list of nationally recognized accrediting agencies or associations that the Secretary determines, pursuant to subpart 2 of part H of title IV [20 USCS § 1099b], to be reliable authority as to the quality of the education or training offered.
 
Last edited by a moderator:
Originally posted by imgdoc
You have mentioned that residency positions in some University hospitals may be exempted from the cap. How about residency positions in University affiliated Not for profit community hospitals?
Thanks

No guidelines. Try.
 
Re: H1B cap for US graduate Degree holders

Originally posted by sun_george
The H1B FAQ was very informative, the best I could find on the internet, but it is still a bit Hazy about graduate degree holders.

Does the cap apply if the candidate hold a graduate degree in engineering or something like that?


The cap applies.
 
Re: Queries to maintain my legel status in US

Originally posted by bloody_labor [/B]
I have the following questions to maintain my legel status in US:

1) If I get admission in some school and get an
I20 and start the study again, later on, I leave the MS or PhD program after 1 month of the start of the program(once the H1B is
approved in October 2004), what are the legal modalities in that? Like, will it create any problems when I go back to get my passport stamped? Any other legal issues which might prevent me from going to H1 status from F1?

+++++++++++++I see no problem with that.

2) My OPT expires on May 31, 2004. If a company files my H1B petition on April 1, 2004 requesting a change of status, which is prior to the expiration of the F-1 status, can I atleast stay legally in the U.S.?

+++++++++++++++++++Under previous INS policy, you could. Now, we do not know, yet.
 
Re: Cap for New H1B

Originally posted by sun_george
Well, Thanks for your reply. I agree that the CAP applies for gradute degree holders. Does it make any difference if the individual has graduated with a Masters from a US university?

I know this sounds trivial. Thought was worth a try.


No difference. The cap applies.
 
Re: Is the 60-day grace period true?

Originally posted by Neeraj23 [/B]
I'm working on OPT which will expire on August 19. I had my H1B petition mailed on Feb 12, I do not know if I can make it ahead of the deadline 2/17/04. If not, can you clarify the following?

+++++++++++++++++You probably will make it.

There is a saying (quote from murthy.com):

"If an H1B petition requesting a change of status is filed prior to the expiration of the F-1 status (date of completing school or of finishing practical training, plus 60-day grace period), one can legally remain in the U.S. However, one cannot work for the H1B-sponsoring employer during the time between the expiration of the practical training authorization and the validity date of the H1B approval. Therefore, one may not continue to work after expiration of the current work authorization (such as optional practical training); but may continue to remain in the U.S. legally while awaiting the H1B case decision."

Is the 60-day grace period true?

++++++++++++The 60-days period exists, if that is what you are asking. But the rest of the quote reflects the non-quota law. If the quota has been reached, CIS will have to give us special rules.

Thanks
 
Re: H1 TRANSFER

Originally posted by msps
I am working on H1-B and has offer from another employer. I believe the transfer of H1-B would not be counted against cap, but I read something about exempt and non-exempt employer. Can you please let me know what is the meaning of these terms?

Thanks

University jobs etc. are tax exempt. Private employers are non-exempt. H-1 to H-1 transfers are NOT subject to H-1 cap.
 
New Questions

Originally posted by sesh
Hi,

I am a student at a univ and got a job and my employer filed for H1 visa in january. After a couple of queries (one for verification of legal status and the other asking for my MS degree..which I dont have because I have not graduated yet!) the situation now from what the attorney says is that frankly the most probable outcome would be that my the premium processing fee will be returned and my application will be considered for next year! I am currently enrolled in school but because of shifting to a higher degree(phd), I am not eligible to get OPT either from my MS (different school) or phd(I have not completed the course requirements yet). I have no plans of sticking to the phd program I am currently enrolled in but my question is that:
If I withdraw from school in the middle of this semester,
1. what happens to my legal status, considering that I would be losing the F1 status. I have an EAC number for my H1 application.
3. If I were to be in legal status, would that happen only from April 1st (new H1 processing date) or does the in-process status hold good right now too ?
2. Would there be any complication if I travel outside of US?

I would greatly appreciate a knowledgeable response.
Thanks

I do not see why the premium process should not be completed. As to the rest, read the answers in this subforum.
 
New Questions

Originally posted by alien77
Hello,

I am currently on an F-2 dependent status. However, I was on F-1 before and had some work experience. I got a job offer in a reputed fortune 500 manufacturing company halfway through December 2003. The company offered to take me by sponsoring a H-1B through communication with their company attorney. I have submitted all the required documents that the attorney needed to process, on time. He has made the company to post a newspaper ad to find out if there are any US citizens applying to that position, and that took away 2 weeks.

+++++++++++++++++There is NO such requirement under immigration law.



The lawyer made least efforts to proceed the paperwork inspite of my telling him that the H1-B cap is fast approaching. He also got my Bachelors
degree certificate accreditation report. For unknown reasons, he has requested the accrediting organization to send the report to my home address instead of his office. That took away another 2 days. Every time I enquire with him and tell him to expedite the filing process, he consoles me saying that it will be taken care of.
Now, he got all the initial documentation to be submitted on Feb 18th - one day after the deadline to submit the documents. Now, he wont accept his mistake, and on the other hand asks me if I can provide him solutions - L1 visa etc. I have waited for 2 months from december to get the paperwork filed, and now, I will have to wait for 8 more months to submit the paperwork provided the company agrees to hold my job until october.

Do I have any options ?

++++++++++++++++I do not think so. Tell your company to get a competent legal help.

My position is completely a manufacturing plantfloor technical job, and the immigration lawyer and the firm is chosen by the company that gave me the job.

Apologies for such a big posting, but I didnt knew what can I do at this point. Thanks.
 
New Questions

Originally posted by bs1977
Hi,

I'm working in Company A in NJ and my H1B visa is expiring on 30th April 2004. Now I got new job and want to switch so I want to know what I need to do and whether I'll be counted in H1 cap or not.

+++++++++++++You have to transfer your H-1. This is just like a new H-1, as far as the process goes. But you are not subject to the cap.


Since my new company doesn't know about this H1 & green card
things so I have to find lawyer myself also. I have to pay the lawyer fees etc so I also would like to know if it's ok to go by regular processing than express.

+++++++++++++++++++++++That is up to you.


My new company is based in Bosotn,MA and they also have office
in NJ so what's the good state to start GC ?

++++++++++++++++++++++++++Out of the two: Boston.
Please help.

thank you very much.
 
New Questions

Originally posted by Rainmaker
I had my first H1 in July 2000. Then I transferred my H1 to another company in May 2001. My 2nd H1 was valid till January 2004. But I resigned the company in March 2003 and immigrated to Canada. Now I have a job offer from a US company. My question is:

1. If I apply for new H1 will I be subject to new H1 Cap or will I be exempted from it since I had H1 before?

If you apply before 1 year is up, you might be exempt, as far as I can tell from AC21

"`(7) Any alien who has already been counted, within the 6 years prior to the approval of a petition described in subsection (c), toward the numerical limitations of paragraph (1)(A) shall not again be counted toward those limitations unless the alien would be eligible for a full 6 years of authorized admission at the time the petition is filed. Where multiple petitions are approved for 1 alien, that alien shall be counted only once.'."
 
Re: High school teachers subject to cap?

Originally posted by ceci
Hello
We know that "higher" non-profit education positions are not subject to the quota-cap.
We are J-1 high school teachers and our visas expire in June; usually everybody in our program go on after the 3 years in J-1 getting the (public) school district to sponsor us an H-1b.
Are we subject to quota? Or we can still file our H-1b in order to start the school year in August?
Thanks!!!
Cecilio Cerdan
Kentucky


Under the current law, you are subject to the quota.
 
CPT

I am on an OPT which expires in July, 2004 and after it expires can I join an MS or PhD which begins in August but start the program during the summer by doing an independent study and while on such an independent study can I start working full-time on a CPT? (After I get my H-1B in Oct I may discontinue the program)

Thanks!



Originally posted by operations
I have the following questions to maintain my legel status in US:

1) If I get admission in some school and get an
I20 and start the study again, later on, I leave the MS or PhD program after 1 month of the start of the program(once the H1B is
approved in October 2004), what are the legal modalities in that? Like, will it create any problems when I go back to get my passport stamped? Any other legal issues which might prevent me from going to H1 status from F1?

+++++++++++++I see no problem with that.

2) My OPT expires on May 31, 2004. If a company files my H1B petition on April 1, 2004 requesting a change of status, which is prior to the expiration of the F-1 status, can I atleast stay legally in the U.S.?

+++++++++++++++++++Under previous INS policy, you could. Now, we do not know, yet.
 
Re: CPT

Originally posted by babloo_bad
I am on an OPT which expires in July, 2004 and after it expires can I join an MS or PhD which begins in August but start the program during the summer by doing an independent study
and while on such an independent study can I start working full-time on a CPT?

++++++++++This is a F-1 problem. Not really an H-1 issue. Check what your international students' office says about the delayed commencement of studies and CPT.

(After I get my H-1B in Oct I may discontinue the program)

++++++++++++++Yes.

Thanks!
 
Re: CPT follow-up

Originally posted by babloo_bad
Thanks for the answer regarding the CPT...I will check with my university's international student office.

Also, can I file for a new F-1 (after my OPT expires in July) from the U.S. or do I need to leave the U.S. and re-enter for that?

Thanks!

++++++++++You should be able to apply for an extension of F-1. I cannot predict if you will get it.
 
Re: USCIS notification?

Originally posted by needh11
Hi,

Does USCIS send you the "application receipt number" before letting you know the actual decision on H1 be granted/denied? I had filed for premium processing before about 13 days now, but still have not reveived my receipt number.

My lawyer says he has got a confirmation from USCIS saying they have taken the application on Feb 13th, does it mean they MUST respond by Feb 28th? (13+15 days) How strictly do they follow the 15 day mark?

Thanks in advance.


In premium processing cases, they send email receipt. They do stay within the 15 days usually.
 
Originally posted by lanani
i hv a h1b that expires on april 15 2004. I am expecting an offer from a new company anytime in the next week or two and they are willing to apply for H1B. What happens if they file for the transfer of h1b petition after the expiry of my current stamp? Can i still shift jobs? Is it legal and am I still in status? My current employer has applied for an extension but it has not yet come thru.

You have outlined several problems. Let us deal with them one by one:

H-1 Extension with Employer A Pending. Can I transfer to Employer B
__________________________________________________________
If your status in USA has already expired, but you are in an authorized period of stay because of a timely filed extension application, you may continue to stay in USA and work. But if you wish to change over to employer B, the change may not be approved.

Solution: Apply for H-1, premium processing. Travel back to home country and get a new H-1 visa stamp before beginning work for the new employer.


Currently working with employer A on H-1. Transfer application with Employer B Pending. Can I transfer to Employer C.
__________________________________________________________________________________________________
Yes, it can be approved, as long as you are currently still working with employer A and your status has not yet expired. But if you are working with employer B using portability or not working at all or your H-1 status has expired, you may not be able to receive transfer to employer C.

Solution: Apply for H-1, premium processing. Travel back to home country and get a new H-1 visa stamp before beginning work for the new employer.

Incidentally, the same law holds good across all visas/statuses. When an application is pending and one is out of status, one may not be allowed to change of another status.


Now, the above seems to be the law normally. Does it change in a quota situation? Probably not. But please check with your own lawyers. They should plan this for you.
 
Re: H1B for next year (starting Oct 2004)

Originally posted by pgarg
Hi

My wife's H1B application has been returned as it was sent on 18th Feb. Now, if we apply for Oct 2004 H1B on 1st April, can she get the approval even before 1st Oct (even though it will be applicable only after 1st Oct)?

+++++++++++++++++++Yes. That is how it should be.


The reason I am asking it is should we go with premium processing or not.

In case it will take 5/6 months starting 1st April, then we might go with regular processing. If the processing starts only after 1st Oct, we might think about premium processing.

Thanks in Advance
 
Re: H1-B Cap clarification

Originally posted by garywarrier
Sir–
My wife had an approved H1 in India (about 2-3 years ago), however she came to the US on H4 and has remained on H4 since.
Now if she wants to file a H1-B petition would she still be counted against the cap as a new H1, considering that the cap has been reached.

Thanks,


I have pointed this out earlier. She MAY be exempt from the cap if she was not outside USA for one full year AFTER her H-1 approval. Try.
 
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